EPSTEIN
page 6 / 291 . OCR, unverified
purchase or sale of securities, accuracy and completeness of information, viruses, confidentiality, legal
privilege, and legal entity disclaimers, available at http://www.jpmorgan.com/pages/disclosures/email.
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0029425
CONFIDENTIAL
SDNY_GM_00175609
EFTA01344163
--- SOURCE: IMAGES__0014__EFTA01344164.txt ---
METADATA_SOURCE: IMAGES0014
METADATA_FILENAME: EFTA01344164.pdf
----------------------------------------
Deutsche Bank Securities Inc.
Deutsche Asset & Wealth Management
345 Park Avenue - 26th Floor
New York, NY 10154-0004
Tel.
Fax
Mobi e
Email
(Embedded image moved to file: pic09361.gif)
Forwarded by Amanda Kirby/db/dbcom on 11/27/2013 02:47 PM
From: "Young, Janet E"
To:
Amanda Kirby/db/
, Lisa D Hurd/db
,
Cc:
PB-Service1318 <PB-Service13180jumorgan.com>, Harry Baller <
Date: 11/27/2013 02:40 PM
Subjec Epstein - Assets to transfer
t:
Amanda and Lisa,
Below is a summary of assets that we are in the process of transferring to
Pershing LLC. They should be transferred in the next several business days.
Please let me know what information you need to accept in the EUROCLEAR global
securities. We are also going to need EURO wire instructions so that the
currency can be transferred too.
JPM Southern Financial, LLC
- Assets to be transferred to Pershing
LLC A/C #
- southern Financial, LLC
2,000,000 HSBC Cont Buffer IIII 08/29/14 80% EKO BARRIER- 4% CPN /
Cusip:
- tx via DTC
1,000,000 JPM CONT BUFF EQ SX7P 10/16/14 85% CONTIN BARRIER- 0%
CPN / 25% CAP
Cusip:
- tx via DTC
2,000,000 SG MARKET PLUS WTI CRUDE 08/05/14 LNKD TO CL1 78.75%
BARRIER- 10%CPN ,UNCAPPED
Cusip:
- tx via DTC
3,000,000 LBG CAPITAL NO.1 PLC 144A VAR RT 12/29/2049 HELD BY
17% CAP
EUROCLEAR
ISIN:
EUROCLEAR
ISIN:
ISIN
EUR 291,846.67 - EURO cash wire instructions needed
JPM Southern Trust Co., Inc.(
) - Assets to be transferred to Pershing
LLC A/C I
2,000,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR
LLOYDS BANK PLC MTN 9 7/8% DEC 16 2021 DTD 12/16/2011 HELD BY
2,500,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR
ISIN
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0029428
CONFIDENTIAL
SDNY_GM_00175612
EFTA01344164
--- SOURCE: IMAGES__0014__EFTA01344165.txt ---
METADATA_SOURCE: IMAGES0014
METADATA_FILENAME: EFTA01344165.pdf
----------------------------------------
Thank You!
Janet Young
Janet E. Young! vice President I Private Bank! J.P. Morgan I NMLS ID # 832072
- S00 Stanton Chris '
wark DE 19713
T:
I F:
I
Alternate contacts: Gina magliocco and Jason Grosse' T:
I F:
To ensure a rom t res onse, please direct ,our re l
to our team:
T:
F:
This email is confidential and subject to important disclaimers and conditions
including on offers for the purchase or sale of securities, accuracy and
completeness of information, viruses, confidentiality, legal privilege, and
legal entity disclaimers, available at
http://www.jpmorgan.com/pages/disclosures/email.
This communication may contain confidential and/or privileged information.
If you are not the intended recipient (or have received this communication
in error) please notify the sender immediately and destroy this
communication. Any unauthorized copying, disclosure or distribution of the
material in this communication is strictly forbidden.
Deutsche Bank does not render legal or tax advice, and the information
contained in this communication should not be regarded as such.
This email is confidential and subject to important disclaimers and conditions
including on offers for the purchase or sale of securities, accuracy and
completeness of information, viruses, confidentiality, legal privilege, and
legal entity disclaimers, available at
http://www.jpmorgan.com/pages/disclosures/email.
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0029429
CONFIDENTIAL
SDNY_GM_00175613
EFTA01344165
--- SOURCE: IMAGES__0014__EFTA01344166.txt ---
METADATA_SOURCE: IMAGES0014
METADATA_FILENAME: EFTA01344166.pdf
----------------------------------------
Deutsche Bank Securities Inc.
Deutsche Asset & Wealth Management
345 Park Avenue - 26th Floor
New York, NY 10154-0004
Tel.
Fax
Mobi e
Email
(Embedded image moved to file: pic29140.gif)
Forwarded by Amanda Kirby/db/dbcom on 11/27/2013 02:47 PM
From: "Young, Janet E"
To:
Amanda Kirby/db/dbcomODBAMERICAS, Lisa D Hurd/db/dbcomeDBAmericas,
Cc:
PB-Service1318 <
, Harry Baller <
Date: 11/27/2013 02:40 PM
Subjec Epstein - Assets to transfer
t:
Amanda and Lisa,
Below is a summary of assets that we are in the process of transferring to
Pershing LLC. They should be transferred in the next several business days.
Please let me know what information you need to accept in the EUROCLEAR global
securities. We are also going to need EURO wire instructions so that the
currency can be transferred too.
JPM Southern Financial, LLC--
Assets to be transferred to Pershing
LLC A/C # N4G-